Required Documents

Ready to Take the Next Step?
Once you’re ready to discuss your financial strategy with us, start by filling out our intake form, and upload, mail to us, or bring in the necessary documents below. Once we get your documents, we’ll begin to prepare your Situation Report (or SitRep as we like to call it) to discuss with you during your next meeting!

Personal Identification

  • Driver’s license or state-issued ID

Financial Documents

  • Most recent tax returns (last 2 years)
  • Recent pay stubs (if currently employed)
  • Recent pension statements (if applicable)
  • Any other income documentation (e.g., rental income, alimony)

Retirement Accounts

  • At least one statement for each: 401(k) plans, IRAs (Traditional and Roth), other employer-sponsored retirement plans (e.g., 403(b))

Investment Accounts

  • Recent statements for regular brokerage accounts

Bank Accounts

  • Recent bank statements (checking and savings)
  • Information about any certificates of deposit (CDs)

Insurance Policies

  • Current statements for annuities, life insurance policies, and long-term care (LTC) insurance

Other Financial Documents

  • Recent statements for any health savings accounts (HSAs)
  • Documentation of any outstanding debts (e.g., mortgages, student loans, credit cards)
  • Any estate planning documents (wills, trusts, powers of attorney)
  • Previous financial plans or statements (if available)

Personal Information

  • Beneficiary information for accounts and policies
  • Information on dependents (if applicable)
  • Details of any major life events that could impact financial planning (e.g., marriage, divorce, inheritance)

You can submit your documents in the way that works best for you: upload them securely through our online vault, request a stamped and addressed return envelope for mailing, or bring them to our office in person. We’re here to assist you every step of the way!

      Upload Your Documents Here

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